“To call any work of von Trier’s life affirming, especially one that ends in, of all things, the apocalypse, must seem seriously misguided. Life affirmation in von Trier? The most notoriously nihilistic director of his generation? But surprising as it sounds, a close reading of the film reveals that this reevaluation is just what he is after.”
Lars Von Trier’s Melancholia is a great film. In fact, it would not be too much of a stretch to call it a sublime film — which is a description that can be taken in one of two ways. Sublime in the sense we usually understand it in this context — as an elevating, awe-inspiring work of art — and sublime in the more precise sense articulated by Immanuel Kant in his Critique of Judgment from 1790. The sublime, for Kant, refers to an aesthetic event that forces us, in its overwhelming power and scope, to confront the vulnerability of our situation as natural creatures. Examples include “threatening rocks, thunderclouds piling up in the sky and moving about accompanied by lightning and thunderclaps, volcanoes with all their destructive power, hurricanes with all the devastation they leave behind, the boundless ocean heaved up, the high waterfall of a mighty river, and so on. Compared to the might of any of these, our ability to resist becomes an insignificant trifle.”1 Sublime imagery rouses us from our solipsistic slumber (the conviction that we are somehow unique or exempted from the domain of the natural world) and reminds us how helpless we are — that we can be destroyed in the blink of an eye, that we are one, ephemeral speck in the vastness and omnipotence of nature. But, in this very same moment, in our ability to appreciate events like these aesthetically, to gain distance from them, and be elevated by them, we also discover a dimension in ourselves that is not reducible to bare life, that exists somehow over and above that irresistible pull of the natural. “Yet the sight of [sublime objects] becomes all the more attractive the more fearful it is, provided we are in a safe place. And we like to call these objects sublime because they raise the soul’s fortitude above its usual middle range and allow us to discover in ourselves an ability to resist which is of a quite different kind, and which gives us the courage [to believe] that we could be a match for nature’s seeming omnipotence.”2 This is the paradox of the sublime: it confronts us with the finitude and fragility of our condition, but, in the very act of doing so, reveals to us that we do not consist of nature alone: there is, within us, the possibility of something more. Our nature, that is to say, does not only consist in the natural, but has a “vocation,” disclosed in the experience of the sublime, that lies in the “supersensible.”3
The argument of Melancholia is, or so I want to argue, fundamentally Kantian in spirit: the film dramatizes and elaborates the insight that a confrontation with the truth of our condition (the fact of its inevitable end) is precisely what can and should prompt us to recognize a dimension in ourselves that is not reducible to this basic truth. But this might seem confusing. To call any work of von Trier’s life affirming, especially one that ends in, of all things, the apocalypse, must seem seriously misguided. Life affirmation in von Trier? The most notoriously nihilistic director of his generation? But surprising as it sounds, a close reading of the film reveals that this reevaluation, and ultimately transvaluation, is just what he is after. It may also go some way toward explaining why critics had trouble formulating more ambitious interpretations of the film, largely leaving their reviews at the level of recounting their immediate reaction to the experience or discussing, for example, von Trier’s own personal bouts of depression or the controversy at Cannes. This curious critical reticence stands in sharp contrast to the reception von Trier’s films usually receive, which is an abundance of interpretation, rather than this widespread, hermeneutic silence. Without perhaps realizing it, we had all experienced a film that turned the usual von Trier tropes on their head, and we were therefore left without familiar ground to offer a more compelling interpretation. The wager, then, of what follows is that in the tradition of Kant’s formulation of the sublime and against the grain of much of von Trier’s other work, Melancholia lays out an eschatological injunction-to-life, rather than its repudiation. That life may finally be possible only in the face of its disappearance is the challenge that von Trier, like Kant, sets out to reckon with.
Let’s begin with the plot of the film. We open with a prologue, where Wagner’s overture to Tristan and Isolde plays over a series of obscure, slow-motion capture vignettes of characters and images we have not been introduced to; interspersed with this imagery is the path of a mysterious planet that in the climactic sequence engulfs and destroys the earth. The film is then divided into two chapters, the first entitled “Justine,” which is the name of our protagonist. We have seen her already in the prologue. It is Justine’s wedding day, and we follow her as she interacts with her family system — an endearing but ultimately impotent father; a domineering and cold mother; a loving but somewhat empty and naïve groom; a sister, Claire, who is overseeing the wedding proceedings and wants them to go off with as few hitches as possible; and a tight-fisted brother-in-law who marvels in irritation at the idiosyncrasies of Justine and Claire’s family. We watch as Justine is increasingly gripped by a painful and crushing depression that causes her to lose interest in the events of the evening altogether and act out in a series of strange, opaque gestures. She is constantly leaving the party — to take a bath, to nap with her nephew, to urinate on the grounds while gazing at the stars, to have sex with a young man she has just met. The surrounding characters, Claire in particular, are aware of the transformation Justine is undergoing — though perhaps not aware of everything she has done — and try to prompt her from slipping too far into this, from what we can judge, all-too-familiar abyss. But Justine’s behavior is in the end too much for her husband-to-be, and he and the other guests leave the wedding; Justine accepts her fate.
Perhaps the best way to begin a discussion of Melancholia is to contrast it with von Trier’s more recent work because it differs from these films in a number of significant and surprising ways. What is most striking even on a first viewing is that the secondary characters are not, reductive and strange as the observation may sound, inherently evil. In a typical von Trier film (Breaking the Waves, Dancer in the Dark, Dogville, and Manderlay in particular), the secondary characters embody a clear split structure: on the surface, they are of a piece with the family in Melancholia: eccentric and amusing characters who correspond to a set of familiar, easily recognizable types. But this is only one side of the story. For von Trier, this all-too-tenuous surface masks a deeper monstrousness that waits only for the right circumstances and the precise interaction with the heroine to come bubbling — with a brutal and tragic violence — to the fore. In Dogville, for example, the townspeople, who at first (and very much intentionally) seem lifted right from the pages of a production like Our Town, viciously exploit the heroine, Grace — who is on a personal crusade, true to her name, to confer unconditional forgiveness even on the most egregious perpetrators and does not, therefore, fight back. Ben, the slovenly truck driver, Ma Ginger, the seemingly cold but deep-down kindhearted matriarch, Bill, the slow-witted aspiring student (to name just a few examples) — all these once charming characters participate in the subjugation and oppression of Grace. Evil has rarely looked so banal.
Undeterred by his failed previous attempt to reach out, Michael later tries another display of sympathy by downing a special tonic that has been prepared for Justine. The couple’s penultimate scene together takes place in the bedroom, where Michael wants to become intimate, and Justine asks him to stop. In the old von Trier universe, her protestations would be ignored and Michael would force her to submit. (His apparent magnanimity vanishing at this final frustration of his desire. The scene recalls a similar one from Dogville where Tom pressures Grace into sleeping with her; when Grace tells him the act would be tainted since she is still imprisoned, Tom decides not to take advantage of her, but calls the gangsters to come and get rid of her.) Michael refrains and watches as she abandons him for the rest of their wedding night. Once again, he is the object of our sympathy here, not the impenetrable Justine. (It is also worth noting the interesting topographical shift here: the move away from a surface-depth opposition in characterization coincides with the externalization of the locus of truth — a body, Melancholia, over and above the characters.)
A relatively straightforward reading suggests itself on a first viewing of the film, one summed up by the New York Times critic A. O. Scott: “In the second half of the movie Justine’s fatalism will prove a more viable (or at least a more graceful) response to the prospect of global annihilation than Claire’s anxious practicality . . . There is a grim vindication — and also an obvious, effective existential joke — in Justine’s discovery that her hyperbolic despair may turn out to be rooted in an accurate and objective assessment of the state of the universe.”4 Justine’s condition and her nihilistic Weltanschauung are, in other words, a natural and justified response to the existence of Melancholia, especially when considered in contrast to Claire’s seemingly delusional, frenzied attempts to escape this truth. We encounter a further departure here from the typical von Trier heroine, who is almost always exempted from a confrontation with the governing logic of her universe. Bess and Selma, for example, are constitutionally incapable of recognizing that they inhabit fallen worlds: as figures of redemption, they have a psychology that is altogether prelapsarian. On the other side of the spectrum, Grace intentionally disavows the truth of her world in order to embark on her project of ascetic, Christological prostration. What is unique in the character of Justine is therefore that she sees things precisely as they are, in all their brutal, inexorable clarity. She may not welcome this event (although there are suggestions that she does, e.g., the jouissance she seems to derive from bathing in Melancholia’s glow), but, at the very least, in her access to the truth, she is ready to accept her fate.
In the second scene, Claire returns to the castle after trying to escape the grounds, still terrified by Melancholia’s approach. She tells Justine that she wants to do something meaningful in these final moments, something “nice.” She asks Justine what she thinks of a plan to sit on the lawn together with a glass of wine as the planet approaches. Justine does not mince words: “You want me to have a glass of wine on your terrace? . . . How about some music? Beethoven’s Ninth? . . . Do you know what I think of your plan? I think it’s a piece of shit . . . Why don’t we meet on the fucking toilet?” Justine’s aggressive nihilism has a certain argumentative merit, of course. If the world is ending, then what’s the point? Why embrace or insist on illusions? It is just as meaningful to sit on the terrace and do something “nice” as it is to sit “on the fucking toilet” because the world is about to end: nothing can be said to have meaning or value anymore because everything is on the verge of being wiped from existence. But the question is not whether Justine’s argument might be defensible on its own terms; the question is how the film itself wants us to interpret this claim. And here’s the (first) rub. Playing throughout Melancholia is a selection from the overture to Wagner’s Tristan and Isolde — which is a piece of trivia the viewer does not need to know specifically because it is the style of music, in light of Justine’s condemnation of something like Beethoven’s Ninth as a meaningful backdrop for this event, that matters. Von Trier therefore chooses to frame Melancholia’s approach with the very conditions Justine explicitly rejects. In fact, taking this observation a step further, we could say that the film as a whole represents nothing but this — an attempt to do something “nice,” to aestheticize, to provide a fiction, that can help us come to terms with the apocalyptic event of Melancholia. Justine’s self-proclaimed access to the truth of this event is therefore once again challenged, this time by the very form of the film itself.
Let’s recall the terms of Kant’s third Critique. The majority of the first half of that text is dedicated to analyzing the concept of the Beautiful — which, according to Kant, refers to aesthetic experiences that strike a perfect formal harmony between our structures of cognition (the way in which we understand and conceptualize the world) and the experience of the work or the aesthetic event itself and therefore allow us a feeling of being at home in the world, the sense that the world is authored for the precise purpose of our aesthetic pleasure. The sublime, by contrast, performs a profound violence to our imagination. It overwhelms our very ability to wrap our minds around the experience, and, through and from this very failure, reveals the fundamental kernel of our humanity that has a certain independence from nature itself:
[T]hough the irresistibility of nature’s might makes us, considered as natural beings, recognize our physical impotence, it reveals in us at the same time an ability to judge ourselves independent of nature, and reveals in us a superiority over nature that is the basis of a self-preservation quite different in kind from the one that can be assailed and endangered by nature outside us. This keeps the humanity in our person from being degraded, even though a human being would have to succumb to that dominance [of nature]. Hence if in judging nature aesthetically we call it sublime, we do so not because nature arouses fear, but because it calls forth our strength (which does not belong to nature [within us]), to regard as small the [objects] of our [natural] concerns: property, health, and life, and because of this we regard nature’s might (to which we are indeed subjected in these [natural] concerns) as yet not having such dominance over us, as persons, that we should have to bow to it if our highest principles were at stake and we had to choose between upholding or abandoning them. Hence nature is here called sublime [erhaben] merely because it elevates [erhebt] our imagination, [making] it exhibit those cases where the mind can come to feel its own sublimity, which lies in its vocation and elevates it even above nature.6
How do we find a counterpart for this phenomenon in Melancholia? What could be further from von Trier’s nihilistic eschatology than this description of a heroic reclaiming of “our strength,” of “the humanity in our person” that does not have to “bow” to “nature’s might”? If nature needed a representation of its triumph over our romantic hubris, it could hardly do better than the final sequence of Melancholia. But, as we have seen, this reading fails to capture the film’s all-important climax and conclusion. In the face of her “physical impotence,” Justine chooses not to surrender to the truth of Melancholia — the fact that the end is inevitable — but is prompted instead to forge a moment, however fleeting, however quiet, that functions independently of this truth and that, in turn, seeks to protect her, Leo, and Claire’s “humanity” from the degradation of the fact of their bare life (the fact of Melancholia). As if she were reading from Kant herself, Justine discovers in herself a “vocation” that is elevated “even above nature.” This insight, this oscillation from truth to life, is what comprises Justine and von Trier’s romance.
A quick detour is helpful here. Kant’s account of aesthetics in the third Critique had a profound impact on Schopenhauer’s philosophy — which the later Nietzsche would famously characterize as the very essence of (what he saw as a deeply problematic) romanticism. Schopenhauer appropriated and expanded Kant’s argument that the experience of the Beautiful allows the subject a freedom from both reason-driven and corporeal imperatives (since, if aesthetic experience were reducible to these forces — to the “ideas” a work embodies or to the libidinal satisfaction it provides — Beauty as such would cease to exist) and argued for the larger emancipatory potential of art with respect to his own fundamental metaphysical unit, the will — which he saw as an indestructible, implacable originary force that confines our lives to a state of misery and suffering. Art, for Schopenhauer, elevates us above our embodied, material existence and provides a “Sabbath” from the suffering entailed by the world-as-will. Wagner, perhaps the romantic par excellence, would later become fascinated by Schopenhauer’s writings and often saw his work as the aesthetic counterpart to and incarnation of his philosophy. In Wagner’s own words: “In the peaceful quietness of my house at this time I first came across a book which was destined to be of great importance to me. This was Arthur Schopenhauer’s Die Welt als Wille und Vorstellung . . . What fascinated me so enormously about Schopenhauer’s work was not only its extraordinary fate, but the clearness and manly precision with which the most difficult metaphysical problems were treated from the beginning.”7 Which brings us already back full circle to Melancholia. Not only does Wagner’s overture to Tristan and Isolde serve as the score for the film, but in a gesture that seems rife with symbolic significance (and perhaps a veiled statement of von Trier’s own artistic program), Justine replaces a series of Kandinsky-esque, modern, abstract paintings with a series of pieces, including several from Bruegel, that if they are not part of the romantic period as such, share with this movement a robust, ambitious, and haunting vision of life. This image provides us with a more defined sense of von Trier’s own project. Against an aesthetic or a philosophy that takes the fact of our Nichts as the defining and delimiting thought, von Trier wants to recover this romantic sensibility.8
But this is not the romanticism we typically think of when this movement is mentioned. Justine is obviously not a Caspar David Friedrich “Wanderer above the Mists,” nor would many romantics choose to close their work with the destruction and end of life as we know it. But the romanticism I have in mind here is not about this excess fundamentally (not about representations of the strength and daring of Hyperborean Siegfried-like figures). It boils down to the insight we have returned to again and again — that the truth, even as truth, is not everything. That there is the potential, within us, for something outside/beyond it. If humanity, if life, is to mean anything, these brute facts of our condition (that we are beings-unto-death, that we are finite, embodied, natural creatures), which in turn imply our insignificance, our utter lack of meaning — these same facts cannot serve as the final horizon for how we engage with the world, or else engagement as such, at any level, becomes impossible (which is exactly what we see with Justine in the film’s first half). Both Kant and von Trier suggest that the answer here lies not in attempting to master the truth, or in dogmatically blinding ourselves to it, but that, paradoxically, the experience of a direct confrontation with this truth — with “nature’s might” and here in the film with Melancholia — with its obliterating power and scope, stirs within us a sense of something more, something irreducible, stirs within us a sense of our very “humanity.” The paradox is therefore that exposure to the end does not imply the disappearance of meaning, but, on the contrary, is the very impetus for the emergence of meaning as such. The romance of Melancholia is, following in the footsteps of Kant, the affirmation of this vocational surplus, this humanity, this “something more,” that Justine herself embraces in the film’s final moments. Which in and of itself would be a fascinating argument. But von Trier is not satisfied with this portrait of Justine alone. He plays out his theme on yet another level. We, the audience, in watching the concluding sequence unfold, have a parallel experience to Justine’s. Like von Trier’s heroine, we experience the overwhelming, “unbounded” image of Melancholia’s destruction of earth, which sends the screen hurtling into black (almost as if it threatened to tear apart the formal constraint of the screen itself).9 We sit there immobile, devastated — this rendering of our own fundamental and irresistible powerlessness and hopelessness somehow preventing us from getting out of our seats. And, at the same time, we begin to understand what it is that has changed for Justine here, what her path has finally consisted in; the sublime, that is, works its magic, leaving us to ponder its sui generis insight: Romance not in contradiction to the truth, but romance precisely and only because of the truth of Melancholia itself.
- Immanuel Kant. Critique of Judgment, trans. Werner S. Pluhar (Hackett Publishing Company: Indianapolis, 1987), pg. 120, §28. [↩]
- Ibid. All brackets are included in the translation, except for “[sublime objects],” which is my addition. [↩]
- Ibid, 115, §27. [↩]
- A. O. Scott. “Bride’s Mind Is on Another Planet,” New York Times 10 November, 2011, New York Edition: C1. [↩]
- Ibid. [↩]
- Ibid (1), 120-121, §28. [↩]
- Richard Wagner. My Life, trans. Andrew Gray (Da Capo Press: New York, 1992), 415. [↩]
- In his characteristically murky, paragraph-long Director’s Statement for the press kit for Melancholia, von Trier writes that, for the film, “With a state of mind as my starting point, I desired to dive headlong into the abyss of German romanticism. Wagner in spades.” Von Trier seems to have in mind here the formal elements of the film. But, as I have argued, his adventure into romanticism penetrates further still. There is, first of all, an inextricable link between form and content: Justine herself transforms (into a very precise version of) a romantic, in her affirmation of life, in the film’s final moments. And, moreover, von Trier’s romance, even if it borrows elements from Wagner and the tradition of late German romanticism, is more concerned with the meaning of the turn toward romance as such, of the subject’s orientation toward truth, rather than invoking a historically and aesthetically situated movement. [↩]
- Ibid (1), 116. [↩]